Kenneth S. Mitchell
Professional summary
Kenneth Steven Mitchell, who also goes by Ken Mitchell, Kenneth S Mitchell, is a registered financial advisor currently at MITCHELL GROUP DELAWARE LLC located in Sweet Home, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kenneth has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Steven Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2010 - Present
MITCHELL GROUP DELAWARE LLC
Office #1: 239 County Road 389a, Sweet Home, TX 77987September 14, 2010 - November 8, 2010
QUOIN CAPITAL LLC
July 30, 2008 - November 16, 2010
ST. MICHAELS ASSET MANAGEMENT
September 6, 2002 - July 29, 2008
WELLS FARGO CLEARING SERVICES, LLC
August 29, 2002 - July 29, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 24, 1997 - August 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 1997 - August 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/9/2010)
(3/9/2023)
Exams
Current Firm
MITCHELL GROUP DELAWARE LLC
CRD#: 154959 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 5,224,658 |
Red Flags
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Company Information
MITCHELL GROUP DELAWARE LLC
CRD#: 154959Sweet Home, TX 77987TRUST BUT VERIFY
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