Michael A. Geraci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andrew Geraci, who also goes by Michael Andrew Beraci, Michael A Geraci, Andrew Geraci, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2019 - October 21, 2019
GREAT PACIFIC SECURITIES
January 30, 2019 - August 20, 2019
OPEN TO THE PUBLIC INVESTING, INC.
March 6, 2018 - August 7, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
February 6, 2013 - July 2, 2013
ASCENDIANT CAPITAL MARKETS, LLC
September 4, 2012 - January 7, 2013
MUTUAL SECURITIES, INC.
January 25, 2010 - January 4, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 7, 2007 - September 29, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
March 9, 2004 - April 23, 2007
GFI SECURITIES LLC
January 13, 2003 - March 21, 2003
WORLDCO, L.L.C.
November 25, 1998 - June 27, 2002
DEUTSCHE IXE, LLC
January 9, 1997 - July 28, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
GREAT PACIFIC SECURITIES
CRD#: 29251 / SEC#: , 8-44398
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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