Melinda E. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Ellen Macintosh Long, who also goes by Melinda E Hirsch, Melinda Ellen Macintosh Hirsch, Melinda Long, was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 1996. Melinda had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2011 - May 18, 2012
CNL SECURITIES CORP.
February 16, 2011 - September 19, 2011
VSR FINANCIAL SERVICES, INC.
November 1, 2006 - January 16, 2009
TRUIST INVESTMENT SERVICES, INC.
December 16, 2004 - January 20, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 24, 1997 - June 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
December 24, 1996 - June 16, 2004
IDS LIFE INSURANCE COMPANY
December 24, 1996 - June 16, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CNL SECURITIES CORP.
CRD#: 10356 / SEC#: , 8-26901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CNL FINANCIAL GROUP, INC. | PARENT COMPANY OF CNL SECURITIES CORP. | |
| BOYCE, KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | 3086688 |
| HELMS, BRACKSTON EDWARD | CO-PRESIDENT | 2730942 |
| MUJA, GZIM | CO-PRESIDENT | 2916434 |
| MUJA, GZIM | NATIONAL SALES DIRECTOR | 2916434 |
| TURNER, TRACY JEANNE | CHIEF FINANCIAL OFFICER, FINOP & TREASURER | 6122300 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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