Keith E. Chapman
Professional summary
Keith Eric Chapman is a registered financial advisor currently at THINK818, LLC located in Dallas, Texas.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Keith has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith Eric Chapman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2017 - Present
THINK818, LLC
September 20, 2019 - December 18, 2019
CETERA WEALTH SERVICES, LLC
September 1, 2016 - December 18, 2019
SUMMIT FINANCIAL GROUP INC
September 1, 2016 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
February 7, 2003 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
May 16, 2001 - February 7, 2003
THE MASTERS, INC.
March 29, 2001 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
November 17, 1999 - April 2, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 22, 1997 - December 10, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 22, 1997 - December 10, 1999
OSAIC FA, INC.
June 25, 1997 - July 17, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 25, 1997 - July 17, 1997
OSAIC FA, INC.
April 7, 1997 - July 3, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/28/2017)
Exams
Current Firm
THINK818, LLC
CRD#: 289452 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 5,053,424 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
