Christo Terzidis

HENNION & WALSH ASSET MANAGEMENT

Parsippany, NJ 07054

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CRD#: 2827526

Professional summary

Christo Terzidis, who also goes by Chris Terzidis, is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Parsippany, New Jersey and HENNION & WALSH, INC. located in Parsippany, New Jersey.

Christo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christo has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Terzidis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SALES OF INVESTMENT-RELATED PRODUCTS, PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christo Terzidis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2019 - Present

HENNION & WALSH ASSET MANAGEMENT, INC.

Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054

RIA

CRD#: 126236

Parsippany, NJ

Current

May 6, 2019 - Present

HENNION & WALSH, INC.

Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018

CRD#: 25766

Parsippany, NJ

Past

December 27, 2018 - May 7, 2019

PFS INVESTMENTS INC.

CRD#: 10111

BRIARCLIFF MANOR, NY

Past

December 14, 2018 - January 14, 2019

PFS INVESTMENTS INC.

RIA

CRD#: 10111

BRIARCLIFF MANOR, NY

Past

February 3, 2016 - January 5, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Wall Township, NJ

Past

February 3, 2016 - January 5, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Wall Township, NJ

Past

December 23, 2015 - February 12, 2016

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Nyack, NJ

Past

December 22, 2015 - February 12, 2016

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Nyack, NJ

Past

January 7, 2014 - December 1, 2014

OCM INVESTMENTS, LLC

CRD#: 128803

NEW YORK, NY

Past

July 5, 2011 - August 5, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

NEW YORK, NY

Past

March 17, 2010 - January 8, 2014

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

NEW YORK, NY

Past

April 2, 2008 - March 4, 2010

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

September 28, 2005 - January 9, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 14, 2000 - September 23, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 14, 2000 - September 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

April 23, 1999 - October 4, 1999

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

January 15, 1998 - April 1, 1999

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

December 2, 1996 - June 6, 1997

ANDREW GARRETT, INC.

CRD#: 36250

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD#: 126236 / SEC#: 801-61977

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/6/2019)

IAR

New Jersey
(9/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 1/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/30/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD#: 126236 / SEC#: 801-61977

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

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Contact information

Main Address

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 299-8989

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HENNION & WALSH ASSET MANAGEMENT BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,423
AUM (Assets Under Management)	$ 590,106,063

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2024	Cover Page	Report
10/27/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christo Terzidis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christo Terzidis's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENNION & WALSH, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

OCM INVESTMENTS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

PINEBRIDGE SECURITIES LLC

UBS FINANCIAL SERVICES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

HARRISDIRECT LLC

NYLIFE DISTRIBUTORS LLC

ANDREW GARRETT, INC.

Primary Firm SEC Registration

HENNION & WALSH ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2015

Series 63

Date: 12/13/1996

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 1/5/2017

Series 7

Date: 11/30/1996

Series 24

Date: 5/20/2005

FINRA

Current Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HENNION & WALSH ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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