Michael V. Marrale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Vincent Marrale was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - May 31, 2013
ITG EXECUTION SERVICES, INC.
June 11, 2012 - June 9, 2016
VIRTU ITG LLC
February 29, 2008 - May 10, 2012
RBC CAPITAL MARKETS, LLC
September 7, 2007 - September 26, 2008
G-2 TRADING,LLC
July 27, 2005 - September 20, 2007
RBC CAPITAL MARKETS, LLC
October 29, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
August 29, 2002 - September 20, 2007
RBC CAPITAL MARKETS, LLC
October 10, 2000 - September 9, 2002
LEHMAN BROTHERS INC.
January 18, 2000 - October 17, 2000
COWEN AND COMPANY
March 25, 1997 - January 21, 2000
PRUDENTIAL EQUITY GROUP, LLC
December 9, 1996 - February 19, 1997
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/26/2011
Limited Representative-Equity Trader ExamSeries 8
Date: 12/17/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ITG EXECUTION SERVICES, INC.
CRD#: 5247 / SEC#: , 8-15803
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOENIG GROUP, INC. | PARENT COMPANY | |
| CHI, PATRICK CHANG | CHIEF COMPLIANCE OFFICER | 5634045 |
| GASSER, ROBERT CHRISTIAN | DIRECTOR, CHAIRMAN OF THE BOARD | 1634925 |
| GOEBELS, MATS PAULIN | DIRECTOR, SECRETARY | 3111742 |
| MARRALE, MICHAEL VINCENT | CHIEF EXECUTIVE OFFICER | 2827373 |
| VIGLIOTTI, STEVEN RICHARD | DIRECTOR, TREASURER | 3061887 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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