Timothy M. Baker

METRIC FINANCIAL

Simbury, CT 06070

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CRD#: 2827344

Professional summary

Timothy Mead Baker is a registered financial advisor currently at METRIC FINANCIAL, LLC located in Simbury, Connecticut.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Mead Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2018 - Present

METRIC FINANCIAL, LLC

Office #1: 945 Hopmeadow Street, Simbury, CT 06070

RIA

CRD#: 297325

Simbury, CT

Past

August 30, 2017 - March 16, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

June 17, 2016 - June 11, 2018

SYMMETRY PARTNERS

RIA

CRD#: 120982

GLASTONBURY, CT

Past

June 2, 2011 - April 14, 2016

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

June 19, 2009 - May 12, 2011

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

March 5, 2008 - September 22, 2008

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

June 2, 2006 - February 15, 2008

MADISON INVESTMENT HOLDINGS, INC

RIA

CRD#: 110356

MADISON, WI

Past

May 3, 2006 - February 15, 2008

MFD DISTRIBUTOR, LLC

CRD#: 44930

MADISON, WI

Past

March 12, 1998 - March 8, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 28, 1997 - March 3, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 16

Date: 9/17/2004

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 3

Date: 5/16/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/31/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/2009

General Securities Principal Examination

Current Firm

METRIC FINANCIAL, LLC

CRD#: 297325 / SEC#:

Connecticut

Registered Investment Advisory firm - (7/11/2018 Approved)

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Contact information

Main Address

945 Hopmeadow Street, Simsbury, CT 06070

Mailing Address

Phone number

(860) 256-5895

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	416
AUM (Assets Under Management)	$ 78,978,250

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy M. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Mead Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

SYMMETRY PARTNERS

BLACKROCK INVESTMENTS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

MADISON INVESTMENT HOLDINGS, INC

MFD DISTRIBUTOR, LLC

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/1997

Series 63

Date: 4/9/1997

SIE

Date: 3/16/2018

Series 16

Date: 9/17/2004

Series 3

Date: 5/16/1997

Series 7

Date: 3/31/1997

Series 24

Date: 1/16/2009

Current Firm

METRIC FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

METRIC FINANCIAL, LLC

TRUST BUT VERIFY

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