DR
Derek M. Robertson
INTEGRATED INVESTMENT STRATEGIES,INC.
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 2827108
DR
Professional summary
Derek Moises Robertson is a registered financial advisor currently at INTEGRATED INVESTMENT STRATEGIES,INC. located in Carmel, Indiana.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Derek has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INTEGRATED INVESTMENT STRATEGIES, INC - DBA INTEGRATED INVESTMENT STRATEGIES, INC. -Advisor -Registered Investment Advisor INVEST RELATED Yes #HRS 80 SEC TRADE HRS 80 -1/1/98 -600 E Carmel Dr Ste #109, Carmel IN 46032 DESCRIPTION: Advise & counsel clients on their investments INTEGRATED INVESTMENT STRATEGIES, INC. -Board Member -Board of Directors - Integrated Investment Strategies, Inc. INVEST RELATED Yes #HRS 1 SEC TRADE HRS 0 -1/1/17 -600 E Carmel Dr Ste #109, Carmel, IN 46032 -To attend quarterly meetings and discuss the direction of the business as well as the financials related to the business. INTEGRATED INVESTMENT STRATEGIES, INC. -Nonvoting stockholder -Board of Directors INVEST RELATED Yes #HRS 0 SEC TRADE HRS 0 -5/1/18 -600 E Carmel Dr Ste #109, Carmel IN 46032 -Nonvoting stockholder in the family business SECURITITES AMERICA ADVISORS -Advisor -Registered Investment Advisor INVEST RELATED Yes #HRS 10 SEC TRADE HRS 10 -1/1/98 -600 E Carmel Dr Ste #109, Carmel IN 46032 -Advise & counsel clients on their investments DMR ENTERPRISES -Treasurer -This is simply a dba for my business advised by accountant to set up. It is nothing more than a checking account to pay business expenses INVEST RELATED No #HRS 1 SEC TRADE HRS 1 -1/30/23 -600 E Carmel Dr Carmel IN 46032 -No, again this is simply a way to track business expenses for my accountant INSURANCE SALES POSITION: Insurance advice NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/1996 ADDRESS: 600 E. Carmel Drive, Suite # 109, Carmel IN 46032 DESCRIPTION: Advise clients on their insurance needs
CRS (Client Relationship Summary) - RIA
Click below to view Derek Moises Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2025 - Present
INTEGRATED INVESTMENT STRATEGIES,INC.
Office #1: 600 East Carmel Drive, Carmel, IN 46032RIA
CRD#: 122706
Carmel, IN
Past
June 14, 2024 - July 30, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
CARMEL, IN
Past
June 14, 2024 - July 30, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
CARMEL, IN
Past
January 28, 2021 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CARMEL, IN
Past
September 22, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CARMEL, IN
Past
August 25, 2008 - February 8, 2019
INTEGRATED INVESTMENT STRATEGIES,INC.
RIA
CRD#: 122706
INDIANAPOLIS, IN
Past
August 25, 2008 - September 22, 2017
AURORA SECURITIES
BD
CRD#: 46147
CARMEL, IN
Past
March 28, 2007 - August 18, 2008
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
CARMEL, IN
Past
March 28, 2007 - August 18, 2008
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
CARMEL, IN
Past
February 6, 2007 - February 22, 2007
AURORA SECURITIES
BD
CRD#: 46147
TROY, MI
Past
February 14, 2002 - March 13, 2007
INTEGRATED INVESTMENT STRATEGIES,INC.
RIA
CRD#: 122706
CARMEL, IN
Past
December 20, 2001 - February 23, 2007
OSAIC WEALTH, INC.
BD
CRD#: 23131
CARMEL, IN
Past
November 20, 1996 - December 20, 2001
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(7/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
II
INTEGRATED INVESTMENT STRATEGIES,INC.
IIS | INTEGRATED INVESTMENT STRATEGIES,INC. | INTEGRATED INVESTMENT STRATEGIES ADVISORY SERVICES | INTEGRATED INVESTMENT EDUCATORS
CRD#: 122706 / SEC#:
Indiana
Registered Investment Advisory firm - (12/20/2001 Approved)Texas
Registered Investment Advisory firm - (3/12/2014 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 E Carmel Drive Suite 110, Carmel, IN 46032
Mailing Address
Phone number
(317) 843-5577
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 195 |
| AUM (Assets Under Management) | $ 69,034,425 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 3/10/2014 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
