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For Advisors
MD

Mark J. Deangelis

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
FORT MILL, SC
Some features on this profile are disabled
CRD#: 2827088
MD

Professional summary

Mark Joseph Deangelis is a registered financial advisor currently at ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. located in Fort Mill, South Carolina and FRONTEGRA STRATEGIES, LLC located in Westmont, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 18 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 87, Series 7, Series 6, Series 14, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Deangelis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2025 - Present

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

RIA
CRD#: 127140
FORT MILL, SC
Current

February 26, 2026 - Present

FRONTEGRA STRATEGIES, LLC

Office #1: 999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
BD
CRD#: 137529
WESTMONT, IL
Past

March 9, 2023 - July 28, 2023

MAIN STREET FINANCIAL SOLUTIONS, LLC

RIA
CRD#: 305834
NEWTOWN, PA
Past

January 30, 2023 - February 14, 2025

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Malvern, PA
Past

January 30, 2023 - May 1, 2023

MORGAN CREEK CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 154377
Chapel Hill, NC
Past

January 27, 2023 - February 14, 2025

IFP SECURITIES, LLC

BD
CRD#: 297287
TAMPA, FL
Past

March 29, 2021 - May 28, 2021

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
RALEIGH, NC
Past

January 15, 2021 - May 28, 2021

MODERN CAPITAL SECURITIES INC.

BD
CRD#: 130876
RALEIGH, NC
Past

February 18, 2020 - May 28, 2021

TUTTLE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 164937
Wayne, PA
Past

February 12, 2020 - April 9, 2021

HATTERAS INVESTMENT PARTNERS, LP

RIA
CRD#: 170628
Wayne, PA
Past

December 11, 2019 - May 28, 2021

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

June 27, 2017 - July 10, 2018

CAPITAL ONE ADVISORS, LLC

RIA
CRD#: 136865
Wilmington, DE
Past

June 27, 2017 - July 10, 2018

CAPITAL ONE INVESTING, LLC

BD
CRD#: 45744
WILMINGTON, DE
Past

June 17, 2014 - June 19, 2017

MORGAN STANLEY

RIA
CRD#: 149777
BALTIMORE, MD
Past

June 1, 2009 - June 19, 2017

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

April 2, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 20, 2007 - April 3, 2008

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD
Past

April 15, 2002 - July 26, 2002

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME
Past

April 23, 1998 - May 25, 1999

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

February 5, 1997 - April 21, 1998

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
ROCKY MOUNTAIN PRIVATE MANAGEMENT, L.L.C. | ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

CRD#: 127140 / SEC#: 801-126829

RIA
Registered Investment Advisory firm - (11/3/2022 Approved)
Texas
Registered Investment Advisory firm - (12/2/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(3/4/2026)
RR
South Carolina
(3/4/2026)
IAR
Texas
(10/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/12/2014
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/26/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/12/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/26/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/30/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 7/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/18/2015
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 8/26/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/4/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/6/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/16/2011
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/28/2011
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RM
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
ROCKY MOUNTAIN PRIVATE MANAGEMENT, L.L.C. | ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

CRD#: 127140 / SEC#: 801-126829

RIA
Registered Investment Advisory firm - (11/3/2022 Approved)
Texas
Registered Investment Advisory firm - (12/2/2022 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Town Center 2245 Texas Drive, Suite 300, Sugar Land, TX 77479
Mailing Address
9119 Highway 6 Suite 230, Unit 304, Missouri City, TX 77459
Phone number
(281) 778-4900
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE & SUPPLEMENT (3/19/2025)

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 64,132,914

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

CRD#: 127140Fort Mill, SC

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