MD
Mark J. Deangelis
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
FORT MILL, SC
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CRD#: 2827088
MD
Professional summary
Mark Joseph Deangelis is a registered financial advisor currently at ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. located in Fort Mill, South Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 82TO, SIE, Series 87, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MJD Compliance Consultant LLC; 522 Cliff Lane, Malvern, PA, 19355; Investment Related; 6/1/21; Managing Member; Provides outsource CCO and complianceconsulting services to RIAs and BDs; Administer compliance program; provide compliance consulting services; 20 hours per week Retireful LLC; 16932 WillowbrooDrive Haslett, MI, 48840; Investment Related; 7/1/21; CCO; Provides investment management services to registered funds; Administer Compliance Program; 5-10hours per week Tuttle Capital Management LLC; 155 Lockwood Road, Riverside, CT, 06878; Investment Related; 6/1/2022; CCO; Provides investment managementservices to registered funds; Administer Compliance Program; 5-10 hours per week True Wealth Advisory Group LLC; 1 Alhambra Plaza, PH, Coral Gables, FL, 3313Investment Related; 10/1/22; CCO; Provides investment management services to investors; Administer compliance program; 5-10 hours per week Main StreetFinancial Solutions LLC; 503 Washington Ave, Ste 1C, Newtown, PA, 18940; Investment Related; 1/9/2023; Compliance program; Provides investment managementservices to advisory clients; Administer compliance program; 25-30 hours per week Morgan Creek Capital Distributors LLC; 301 West Barbee Chapel Road, Suite 20Chapel Hill, NC, 27517; Investment Related; 2/1/23; CCO; Provides brokerage services to investors; Administer compliance program; 5 hours per week IF Partners;3030 N Rocky Point Dr W, Ste 700, Tampa, FL, 33607; Investment Related; 2/1/23; Consultant; Provides brokerage services to investors; Review marketingcommunications; 5 hours per week Richard L. Chen PLCC Law Firm; 909 Third Avenue, # 8236, New York, NY ,10150; Non-Investment Related; 12/1/222; ConsultanProvides legal and compliance consulting services to RIAs and BDs; Perform compliance consulting services for clients; 5-10 hours per week Bates Group; 5005Meadows Rd, Ste 300, Lake Oswego, OR ,97035; Investment Related; 3/14/2022; Independent Contractor Affiliate; Provides legal and compliance consulting servicto RIAs and BDs; Perform compliance consulting services for clients; 5 hours per week Adviser Compliance Consulting Inc.; 255 Darrell Rd, Hillsborough, CA, 94010Investment Related; 6/1/22; Senior Consultant; Provides outsource CCO and compliance consulting services to RIAs and BDs; Provide compliance consulting servic10 hours per week
CRS (Client Relationship Summary) - RIA
Click below to view Mark Joseph Deangelis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2025 - Present
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
RIA
CRD#: 127140
FORT MILL, SC
Past
March 9, 2023 - July 28, 2023
MAIN STREET FINANCIAL SOLUTIONS, LLC
RIA
CRD#: 305834
NEWTOWN, PA
Past
January 30, 2023 - February 14, 2025
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Malvern, PA
Past
January 30, 2023 - May 1, 2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
BD
CRD#: 154377
Chapel Hill, NC
Past
January 27, 2023 - February 14, 2025
IFP SECURITIES, LLC
BD
CRD#: 297287
TAMPA, FL
Past
March 29, 2021 - May 28, 2021
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
BD
CRD#: 130390
RALEIGH, NC
Past
January 15, 2021 - May 28, 2021
MODERN CAPITAL SECURITIES INC.
BD
CRD#: 130876
RALEIGH, NC
Past
February 18, 2020 - May 28, 2021
TUTTLE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 164937
Wayne, PA
Past
February 12, 2020 - April 9, 2021
HATTERAS INVESTMENT PARTNERS, LP
RIA
CRD#: 170628
Wayne, PA
Past
December 11, 2019 - May 28, 2021
HATTERAS CAPITAL DISTRIBUTORS, LLC
BD
CRD#: 143365
RALEIGH, NC
Past
June 27, 2017 - July 10, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Wilmington, DE
Past
June 27, 2017 - July 10, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
WILMINGTON, DE
Past
June 17, 2014 - June 19, 2017
MORGAN STANLEY
RIA
CRD#: 149777
BALTIMORE, MD
Past
June 1, 2009 - June 19, 2017
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
April 2, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 20, 2007 - April 3, 2008
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Past
April 15, 2002 - July 26, 2002
FORESIDE DISTRIBUTION SERVICES, L.P.
BD
CRD#: 15634
PORTLAND, ME
Past
April 23, 1998 - May 25, 1999
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
February 5, 1997 - April 21, 1998
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RM
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
ROCKY MOUNTAIN PRIVATE MANAGEMENT, L.L.C. | ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
CRD#: 127140 / SEC#: 801-126829
RIA
Registered Investment Advisory firm - (11/3/2022 Approved)Texas
Registered Investment Advisory firm - (12/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/17/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/30/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RM
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
ROCKY MOUNTAIN PRIVATE MANAGEMENT, L.L.C. | ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
CRD#: 127140 / SEC#: 801-126829
RIA
Registered Investment Advisory firm - (11/3/2022 Approved)Texas
Registered Investment Advisory firm - (12/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Town Center 2245 Texas Drive, Suite 300, Sugar Land, TX 77479
Mailing Address
9119 Highway 6 Suite 230, Unit 304, Missouri City, TX 77459
Phone number
(281) 778-4900
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 64,132,914 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
