Adam M. Cloud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Morgan Cloud was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1997. Adam had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2007 - December 4, 2012
QVM GROUP LLC
March 3, 2005 - August 25, 2006
LOOP CAPITAL MARKETS LLC
January 2, 1998 - February 4, 2005
ADVEST, INC.
February 21, 1997 - February 4, 2005
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QVM GROUP LLC
CRD#: 142534 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 67,607,163 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
