Ty R. Buckelew

WATTS CAPITAL PARTNERS LLC

New York, NY

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CRD#: 2827072

Professional summary

Ty Richard Buckelew is a registered financial advisor currently at WATTS CAPITAL PARTNERS LLC located in New York, New York.

Ty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ty has worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ty Richard Buckelew's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2023 - Present

WATTS CAPITAL PARTNERS LLC

RIA

CRD#: 149049

New York, NY

Past

January 30, 2018 - December 31, 2022

WATTS CAPITAL PARTNERS LLC

RIA

CRD#: 149049

NEW YORK, NY

Past

November 13, 2013 - October 7, 2017

EDWARD JONES

RIA

CRD#: 250

NEW YORK, NY

Past

October 21, 2013 - October 7, 2017

EDWARD JONES

CRD#: 250

NEW YORK, NY

Past

April 7, 1997 - June 7, 1999

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATTS CAPITAL PARTNERS LLC

NAME 619 | WATTS CAPITAL PARTNERS LLC

CRD#: 149049 / SEC#: 801-78813

RIA

Registered Investment Advisory firm - (11/19/2013 Approved)

Connecticut

Registered Investment Advisory firm - (12/5/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/4/2013 Terminated)

New York

Registered Investment Advisory firm - (12/4/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2013

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/21/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2013

General Securities Representative Examination

Current Firm

WATTS CAPITAL PARTNERS LLC

NAME 619 | WATTS CAPITAL PARTNERS LLC

CRD#: 149049 / SEC#: 801-78813

RIA

Registered Investment Advisory firm - (11/19/2013 Approved)

Connecticut

Registered Investment Advisory firm - (12/5/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (12/4/2013 Terminated)

New York

Registered Investment Advisory firm - (12/4/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(212) 735-8921

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATTS FORM 2B - TY BUCKELEW (2/14/2025)

WATTS FORM 2B - TOM WATTS (2/14/2025)

WATTS CAPITAL PARTNERS CLIENT BROCHURE 2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	405
AUM (Assets Under Management)	$ 72,938,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ty R. Buckelew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ty Richard Buckelew's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATTS CAPITAL PARTNERS LLC

EDWARD JONES

EDWARD JONES

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

WATTS CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2013

Series 65

Date: 4/21/1997

Series 63

Date: 3/27/1997

SIE

Date: 10/7/2017

Series 7

Date: 10/21/2013

Current Firm

WATTS CAPITAL PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATTS CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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