Gary R. Woolworth

CWC ADVISORS

Lake Oswego, OR 97035-8899

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CRD#: 2827052

Professional summary

Gary Richard Woolworth is a registered financial advisor currently at CWC ADVISORS, LLC located in Lake Oswego, Oregon.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gary has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALERA MANAGEMENT GROUP LLC - I AM ON AN INVESTMENT COMMITTEE THAT REQUIRES 3-4 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Richard Woolworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2007 - Present

CWC ADVISORS, LLC

Office #1: 5800 Meadows Road Suite 230, Lake Oswego, OR 97035-8899

RIA

CRD#: 127739

Lake Oswego, OR

Past

March 9, 2006 - December 31, 2006

CWC ADVISORS, LLC

RIA

CRD#: 127739

LAKE OSWEGO, OR

Past

April 5, 2000 - June 7, 2000

AMERIPRIME FINANCIAL SECURITIES, INC.

CRD#: 38183

SOUTHLAKE, TX

Past

January 1, 1997 - August 13, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/10/2007)

IAR

Washington
(1/10/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/30/1996

General Securities Representative Examination

Current Firm

CWC ADVISORS, LLC

CRD#: 127739 / SEC#: 801-62369

RIA

Registered Investment Advisory firm - (10/2/2003 Approved)

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Contact information

Main Address

5800 Meadows Road Suite 230, Lake Oswego, OR 97035-8899

Mailing Address

Phone number

(503) 968-0950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWC ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,138
AUM (Assets Under Management)	$ 421,489,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary R. Woolworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Richard Woolworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWC ADVISORS, LLC

CWC ADVISORS, LLC

AMERIPRIME FINANCIAL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CWC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/1997

Series 63

Date: 1/3/1997

Series 7

Date: 12/30/1996

Current Firm

CWC ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWC ADVISORS, LLC

TRUST BUT VERIFY

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