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Raymond Murray Jr

CRD# 2826730·Registered 1997 - 2000
Previously Registered: Being a previously registered professional could mean that Raymond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Raymond Murray JR, who also goes by Raymond Murray, was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 1997 - 2000. Raymond had worked at 2 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Raymond Murray

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
September 21, 1998 - February 8, 2000
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
January 3, 1997 - June 30, 1997

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Current Firm

WS
WMA SECURITIES, INC.

WMA SECURITIES, INC.

CRD#: 32625 / SEC#: 8-45728
BD
Terminated by SEC on 06/30/2002

Contact Information

Established

Georgia since 04/14/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD MONEY GROUP, INC.OWNER—

Disclosures

Regulatory Event

6

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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