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Eric William Schwarz

Eric W. Schwarz

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CRD#: 2826648
Eric William Schwarz

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric William Schwarz, CFP®, who also goes by Eric Schwarz, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric Schwarz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Past

January 27, 2023 - May 1, 2023

FARTHER

RIA
CRD#: 302050
Murphy, TX
Past

July 13, 2022 - November 16, 2022

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA
CRD#: 145056
PLANO, TX
Past

July 5, 2011 - September 18, 2017

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CLEVELAND, OH
Past

July 5, 2011 - September 18, 2017

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CLEVELAND, OH
Past

November 12, 2009 - May 11, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
WESTLAKE, OH
Past

November 11, 2009 - May 11, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
WESTLAKE, OH
Past

August 20, 2007 - July 29, 2009

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
CLEVELAND, OH
Past

August 15, 2007 - July 29, 2009

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
CLEVELAND, OH
Past

May 21, 2007 - August 13, 2007

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
SHEFFIELD VILLAGE, OH
Past

July 27, 2006 - June 1, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
CEDAR RAPIDS, IA
Past

October 19, 2004 - June 1, 2007

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
CEDAR RAPIDS, IA
Past

July 11, 2002 - September 9, 2004

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

March 23, 2001 - September 19, 2001

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
CINCINNATI, OH
Past

January 6, 1997 - March 6, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
BELLINGHAM CAPITAL MANAGEMENT | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | NORTH SISTER WEALTH | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FORTRESS WEALTH MANAGEMENT, INC. | FARTHER FINANCE ADVISORS, LLC | FARTHER | CROOKED TREE CAPITAL ADVISORS

CRD#: 302050 / SEC#: 801-116721

RIA
Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/10/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/11/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/18/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 8/24/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/22/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FA
FARTHER
BELLINGHAM CAPITAL MANAGEMENT | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | NORTH SISTER WEALTH | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FORTRESS WEALTH MANAGEMENT, INC. | FARTHER FINANCE ADVISORS, LLC | FARTHER | CROOKED TREE CAPITAL ADVISORS

CRD#: 302050 / SEC#: 801-116721

RIA
Registered Investment Advisory firm - (7/19/2019 Approved)
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Contact information

Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)
FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts24,245
AUM (Assets Under Management)$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARTHER

CRD#: 302050

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