Michael J. Marek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Marek was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 62, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2015 - July 10, 2015
MCP SECURITIES, LLC
December 1, 2010 - June 26, 2015
MCP SECURITIES, LLC
September 14, 2006 - October 9, 2009
ROMANO BROTHERS AND COMPANY
October 1, 1997 - August 21, 2006
KROLL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/10/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
MCP SECURITIES, LLC
CRD#: 152669 / SEC#: , 8-68473
Contact information
FINRA licenses (41 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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