James K. Cornell

FIDUCIARY WEALTH PARTNERS

NEWTON LOWER FALLS, MA 02462

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CRD#: 2826487

Professional summary

James Keen Cornell is a registered financial advisor currently at FIDUCIARY WEALTH PARTNERS, LLC located in Newton Lower Falls, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Keen Cornell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2015 - Present

FIDUCIARY WEALTH PARTNERS, LLC

Office #1: 2310 Washington Street 3rd Floor, Newton Lower Falls, MA 02462

RIA

CRD#: 160696

NEWTON LOWER FALLS, MA

Past

February 27, 2008 - August 10, 2010

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA

CRD#: 105812

HARTFORD, CT

Past

February 27, 2008 - August 10, 2010

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

HARTFORD, CT

Past

January 1, 2008 - February 12, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MARLBOROUGH, MA

Past

August 8, 2005 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

MARLBOROUGH, MA

Past

February 8, 2001 - March 28, 2007

FIDELITY PERSONAL TRUST COMPANY, FSB

RIA

CRD#: 109516

BOSTON, MA

Past

November 26, 1997 - February 28, 2008

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

September 25, 1997 - July 29, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 7, 1997 - September 30, 1997

ARK FUNDS DISTRIBUTORS, LLC

CRD#: 17685

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY WEALTH PARTNERS, LLC

FIDUCIARY WEALTH PARTNERS, LLC | SJM FIDUCIARY ADVISORS, LLC

CRD#: 160696 / SEC#: 801-73067

RIA

Registered Investment Advisory firm - (1/27/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/1/2015)

IAR

New Hampshire
(12/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/1997

General Securities Principal Examination

Current Firm

FIDUCIARY WEALTH PARTNERS, LLC

FIDUCIARY WEALTH PARTNERS, LLC | SJM FIDUCIARY ADVISORS, LLC

CRD#: 160696 / SEC#: 801-73067

RIA

Registered Investment Advisory firm - (1/27/2012 Approved)

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Contact information

Main Address

2310 Washington Street 3rd Floor, Newton Lower Falls, MA 02462

Mailing Address

Phone number

(617) 602-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIARY WEALTH PARTNERS, LLC DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	459
AUM (Assets Under Management)	$ 1,396,302,564

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/11/2025	Cover Page	Report
08/02/2024	Cover Page	Report
07/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James K. Cornell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Keen Cornell's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL PORTFOLIO STRATEGIES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY PERSONAL TRUST COMPANY, FSB

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

ARK FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

FIDUCIARY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/1997

Series 63

Date: 12/2/1996

Series 7

Date: 1/6/1997

Series 24

Date: 2/10/1997

Current Firm

FIDUCIARY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIARY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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