Anthony L. Seman
Professional summary
Anthony Lee Seman, who also goes by Tony Seman, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Lee Seman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2015 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367October 24, 2013 - June 1, 2015
EQUITABLE DISTRIBUTORS, LLC
June 8, 2011 - October 18, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
September 14, 2010 - February 4, 2011
PFS INVESTMENTS INC.
February 19, 1997 - December 31, 2002
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2015)
(12/15/2015)
(6/8/2015)
(6/8/2015)
(12/3/2019)
(3/2/2020)
(6/26/2019)
(6/8/2015)
(6/8/2015)
(8/3/2016)
(12/15/2015)
(10/2/2025)
(6/8/2015)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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