Kieran J. Loughran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kieran John Loughran was a registered financial professional .
Kieran is a previously registered financial professional and started their career in finance in 1996. Kieran had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2014 - October 20, 2022
SPARTAN CAPITAL SECURITIES, LLC
November 26, 2012 - November 19, 2014
NATIONAL SECURITIES CORPORATION
September 1, 2009 - November 20, 2012
NEWBRIDGE SECURITIES CORPORATION
January 23, 2008 - September 3, 2009
PRESTIGE FINANCIAL CENTER, INC.
March 8, 2004 - February 19, 2008
NATIONAL SECURITIES CORPORATION
December 1, 2000 - March 8, 2004
FIRST MONTAUK SECURITIES CORP.
September 21, 1998 - December 4, 2000
COLEMAN & COMPANY SECURITIES, INC.
December 9, 1996 - September 25, 1998
R.D. WHITE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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