Michael L. Shaevitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael L Shaevitz, who also goes by Mike Shaevitz, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2020 - February 8, 2022
SECUREVEST FINANCIAL GROUP
February 15, 2013 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
January 25, 2008 - February 15, 2013
NORTHERN CAPITAL SECURITIES CORPORATION
April 22, 2003 - December 19, 2007
J.P. MORGAN SECURITIES LLC
August 6, 2002 - March 5, 2003
GUARDIAN INVESTOR SERVICES LLC
September 28, 2001 - November 27, 2001
AMUNDI DISTRIBUTOR US, INC.
February 13, 1997 - November 10, 1999
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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