Kevin T. Denney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Todd Denney, who also goes by Kevin T Denney, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1997. Kevin had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2014 - March 7, 2014
NYLIFE SECURITIES LLC
April 30, 2013 - October 11, 2013
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
May 2, 2008 - April 25, 2011
ISI CAPITAL, LLC
August 7, 2007 - March 17, 2008
STERNE, AGEE & LEACH, INC.
November 21, 2005 - August 1, 2007
THE BENCHMARK COMPANY, LLC
April 21, 2004 - July 12, 2005
INDEPENDENT RESEARCH GROUP LLC
September 23, 2003 - January 2, 2004
RODMAN & RENSHAW, LLC
January 9, 2003 - September 19, 2003
HD BROUS & CO., INC.
May 3, 2001 - January 14, 2003
BREAN MURRAY & CO., INC.
July 7, 2000 - August 16, 2000
SOLID ISG CAPITAL MARKETS, LLC
October 28, 1999 - March 22, 2000
NEEDHAM & COMPANY, LLC
May 12, 1998 - September 1, 1998
SALOMON BROTHERS INC.
May 12, 1998 - May 20, 1999
CITIGROUP GLOBAL MARKETS INC.
March 18, 1997 - January 21, 1998
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
