CH
Christopher J. Hanson
RIA ADVISORY GROUP
Piedmont, SD
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CRD#: 2826158
CH
Professional summary
Christopher John Hanson, AIF® is a registered financial advisor currently at RIA ADVISORY GROUP, LLC located in Piedmont, South Dakota.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Hanson Ranch - Not Investment Related - 13644 Sunshine Valley Road, Piedmont SD 57769 - Other-Farm - Started 05/2015 - 10 Hours Per Month/0 Hours During Securities Trading - Time Spent 10% - Run a small ranch.
2. No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 4/16/2018 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 25% - Fixed Life, Fixed Annuity, Disability, LTC.
3. CDVP, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 200 Hours Per Month During Securities Trading.
4. CK3, INC. - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:02/07/2019 - 5 hrs/mo - 1 hr during trading.
5. Resolve Physician Agency - Investment Related - At Reported Business Location(s) - Other-Benefit Education - Benefit Analyst - Started 11/11/2019 - 7 Hours Per Month During Securities Trading - Calls with doctors to help them understand the benefits that their new possible employer is offering.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher John Hanson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 6, 2020 - Present
RIA ADVISORY GROUP, LLC
RIA
CRD#: 152566
Piedmont, SD
Past
December 19, 2017 - August 11, 2020
BALEFIRE, LLC
RIA
CRD#: 168733
Piedmont, SD
Past
December 8, 2017 - August 10, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
PIEDMONT, SD
Past
June 10, 2009 - December 14, 2017
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
PIEDMONT, SD
Past
June 4, 2009 - December 14, 2017
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
PIEDMONT, SD
Past
June 3, 2008 - June 1, 2009
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
RAPID CITY, SD
Past
June 2, 2008 - June 1, 2009
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
RAPID CITY, SD
Past
April 15, 2008 - June 2, 2008
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
RAPID CITY, SD
Past
July 18, 2007 - June 2, 2008
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
RAPID CITY, SD
Past
January 14, 2003 - July 17, 2007
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
RAPID CITY, SD
Past
November 5, 1998 - December 6, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
August 7, 1997 - October 29, 1998
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Past
April 29, 1997 - June 19, 1997
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(8/6/2020)
IAR
Texas(1/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Sw 7th Street Suite 204, Des Moines, IA 50309
Mailing Address
Phone number
(515) 965-8588
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
