Stephen F. Gacek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Francis Gacek, who also goes by Stephen Gacek, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1997. Stephen had worked at 1 firm and has passed the Series 63, Series 55, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1997 - August 31, 2007
NORTH HAMPTON PARTNERS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/20/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 3/25/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NORTH HAMPTON PARTNERS, L.P.
CRD#: 42226 / SEC#: , 8-49763
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKE, ANDREAS RUDOLF | LIMITED PARTNER | 4592268 |
| FB TRUST | LIMITED PARTNER | |
| GACEK, STEPHEN FRANCIS | LIMITED PARTNER/FINOP/CFO | 2825999 |
| SCHMIDTSCHEUBER, THEODOR H D | LIMITED PARTNER/CCO | 414095 |
| WNHP TRUST | LIMITED PARTNER | |
| MOUCKA, LYNN KATHERINE | LIMITED PARTNER | 2825994 |
| CUTTER, JEFFREY ALAN | CEO | 1628199 |
| HARRY R. HAUSER ROLLOVER IRA | LIMITED PARTNER | |
| NORTH HAMPTON PARTNERS CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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