Michael E. Mullin

CLARO ADVISORS

Boston, MA 02116

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CRD#: 2825901

Professional summary

Michael Edward Mullin, who also goes by Michael E Mullin, Michael Mullin, Mike Mullin, is a registered financial advisor currently at CLARO ADVISORS INC. located in Boston, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael E Mullin | Michael Mullin | Mike Mullin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEM Capital Advisors, Investment-Related, Quincy MA, Registered Investment Advisor, President and Owner, 11/2010, 0 Hrs/Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Mullin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2016 - Present

CLARO ADVISORS INC.

Office #1: 535 Boylston Street Suite 300, Boston, MA 02116

RIA

CRD#: 160294

Boston, MA

Past

February 8, 2011 - December 31, 2016

MEM CAPITAL ADVISORS

RIA

CRD#: 155938

QUINCY, MA

Past

December 19, 2008 - November 26, 2010

BOSTON RESEARCH AND MANAGEMENT, INC.

RIA

CRD#: 107643

MANCHESTER, MA

Past

May 3, 2007 - April 10, 2008

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

BOSTON, MA

Past

April 27, 2007 - April 10, 2008

JEFFERIES LLC

CRD#: 2347

BOSTON, MA

Past

October 19, 2005 - May 7, 2007

THOMAS WEISEL PARTNERS LLC

RIA

CRD#: 46237

BOSTON, MA

Past

October 6, 2005 - May 7, 2007

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

BOSTON, MA

Past

August 6, 1997 - April 23, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 12, 1997 - May 15, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 12, 1997 - May 15, 1997

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

December 9, 1996 - May 9, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 9, 1996 - May 9, 1997

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARO ADVISORS INC.

CLARO ADVISORS INC. | LITCHFIELD FINANCIAL, LLC | CLARO ADVISORS, LLC | CLARO ADVISORS LLC

CRD#: 160294 / SEC#: 801-80372

RIA

Registered Investment Advisory firm - (10/8/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (10/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/23/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/7/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/3/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/21/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

CLARO ADVISORS INC.

CLARO ADVISORS INC. | LITCHFIELD FINANCIAL, LLC | CLARO ADVISORS, LLC | CLARO ADVISORS LLC

CRD#: 160294 / SEC#: 801-80372

RIA

Registered Investment Advisory firm - (10/8/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (10/16/2014 Terminated)

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Contact information

Main Address

100 High Street Suite 950, Boston, MA 02110

Mailing Address

Phone number

(800) 604-2838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARO ADV PART 2A (10/31/2025)

Regulatory assets under management

Total Number of Accounts	3,371
AUM (Assets Under Management)	$ 1,283,968,973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael E. Mullin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Mullin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEM CAPITAL ADVISORS

BOSTON RESEARCH AND MANAGEMENT, INC.

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

THOMAS WEISEL PARTNERS LLC

THOMAS WEISEL PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CLARO ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2005

Series 65

Date: 8/15/1997

Series 63

Date: 12/7/1996

Series 7

Date: 10/5/2005

Series 6

Date: 12/7/1996

Series 10

Date: 10/3/2000

Series 9

Date: 9/21/2000

Current Firm

CLARO ADVISORS INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARO ADVISORS INC.

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