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TD

Terry L. Donlan Welker

LOMBARD SECURITIES
Baltimore, MD 21231
Some features on this profile are disabled
CRD#: 2825889
TD

Professional summary


Terry Lynn Donlan Welker, who also goes by Terry Lynn Donlan, Terry L Willinghan, Terry Willinghan, is a registered financial professional currently at LOMBARD SECURITIES INCORPORATED located in Baltimore, Maryland.

Terry is registered as a RR (Registered Representative) and started their career in finance in 1999. Terry has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Terry Lynn Donlan | Terry L Willinghan | Terry Willinghan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Terry Lynn Donlan Welker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 4, 2018 - Present

LOMBARD SECURITIES INCORPORATED

Office #1: 1820 Lancaster Street Second Floor, Baltimore, MD 21231Office #2: 1820 Lancaster St., Baltimore, MD 21231
BD
CRD#: 27954
Baltimore, MD
Past

July 18, 2006 - August 27, 2018

BROWN ADVISORY SECURITIES, LLC

BD
CRD#: 120736
BALTIMORE, MD
Past

October 20, 2003 - May 31, 2006

BROWN ADVISORY SECURITIES, LLC

BD
CRD#: 120736
BALTIMORE, MD
Past

January 13, 2001 - August 6, 2002

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 13, 1999 - January 13, 2001

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(9/4/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 12/19/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 6/5/2025
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


LS
LOMBARD SECURITIES INCORPORATED
LOMBARD SECURITIES INCORPORATED

CRD#: 27954 / SEC#: , 8-43340

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1820 Lancaster Street Second Floor, Baltimore, MD 21231
Mailing Address
1820 Lancaster Street, Baltimore, MD 21231
Phone number
(410) 342-1300
Established
Maryland since 07/25/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
REYNOLDS, EDWIN MAJOR JRDIRECTOR, SHAREHOLDER, FIRM PRINCIPAL374634
SOCHA, WILLIAM STEPHENCHIEF OPERATING OFFICER, OPERATIONS MANAGER, CROP, FINOP, DIRECTOR, SHAREHOLDER712323
FOX, CHARLES CURTISCO-CEO, DIRECTOR, AND SHAREHOLDER1201770
JONES, RUTH PORTERDIRECTOR AND SHAREHOLDER842232
PETER, EMIL IIISHAREHOLDER
SLAGLE, BRIAN LEEDIRECTOR AND SHAREHOLDER2895570
DONLAN WELKER, TERRY LYNNCHIEF COMPLIANCE OFFICER2825889
OATES, DONALD EUGENEDIRECTOR AND SHAREHOLDER1180250
SONNIER, EDWARD DAVID IIDIRECTOR AND SHAREHOLDER2479370

Disclosures


Regulatory Event4
Arbitration2
Bond4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOMBARD SECURITIES INCORPORATED

CRD#: 27954Baltimore, MD 21231

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