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AK

Abbott J. Keller

KESTREL INVESTMENT MANAGEMENT CORP
SAN MATEO, CA 94402
Some features on this profile are disabled
CRD#: 2825513
AK

Professional summary

Abbott J Keller, who also goes by Abbott Keller, is a registered financial advisor currently at KESTREL INVESTMENT MANAGEMENT CORP located in San Mateo, California.

Abbott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Abbott has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Abbott Keller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abbott J Keller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 1997 - Present

KESTREL INVESTMENT MANAGEMENT CORP

Office #1: 411 Borel Avenue Suite 505, San Mateo, CA 94402
RIA
CRD#: 106789
SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KESTREL INVESTMENT MANAGEMENT CORP
KESTREL INVESTMENT MANAGEMENT CORP

CRD#: 106789 / SEC#: 801-43351

RIA
Registered Investment Advisory firm - (2/17/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/8/1997)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/1/1996
Uniform Investment Adviser Law Examination

Current Firm

KI
KESTREL INVESTMENT MANAGEMENT CORP
KESTREL INVESTMENT MANAGEMENT CORP

CRD#: 106789 / SEC#: 801-43351

RIA
Registered Investment Advisory firm - (2/17/1993 Approved)
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Contact information

Main Address
411 Borel Avenue Suite 403, San Mateo, CA 94402
Mailing Address
Phone number
(650) 572-9450
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts9
AUM (Assets Under Management)$ 185,641,031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTREL INVESTMENT MANAGEMENT CORP

CRD#: 106789San Mateo, CA 94402

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Contact information

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