Scott A. Pfeil

EAGLE STRATEGIES LLC

OMAHA, NE 68154

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CRD#: 2825300

Professional summary

Scott Allen Pfeil, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Omaha, Nebraska and NYLIFE SECURITIES LLC located in Elkhorn, Nebraska.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Grace Hill Church Elder; Church; 17121 Marcy Street, Omaha NE 68118; Start Date 11/2016; Role/Title: Elder; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours;Help with church services by using, providing communion, and other functions as needed during the church service and transfer the weekly offering to the church treasurer.] [GraceHill Church Security Team; Church; 10302 S 168th Street, Omaha NE; Start Date 02/2020; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Help lead the church security team] [Arrow Woodworks; custom woodworking and milling of rough lumber; 2502 N 175th Street / Omaha NE; Start Date 06/2022; Role/Title: Owner; Not Investment Related; 40 hours per month; 0 hours per month during securities trading hours;custom woodworking and milling of rough lumber]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Pfeil's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 11, 2011 - Present

EAGLE STRATEGIES LLC

Office #1: 13815 Fnb Parkway Suite 100, Omaha, NE 68154

RIA

CRD#: 110826

OMAHA, NE

Current

September 16, 2004 - Present

NYLIFE SECURITIES LLC

Office #1: 18140 Burke Street Suite 201, Elkhorn, NE 68022

CRD#: 5167

Elkhorn, NE

Past

April 8, 2004 - August 9, 2004

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SIOUX FALLS, SD

Past

April 8, 2004 - August 9, 2004

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Past

March 12, 2003 - April 6, 2004

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SIOUX FALLS, SD

Past

July 1, 2002 - April 6, 2004

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

October 16, 2000 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Past

February 5, 1997 - October 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(1/5/2017)

Nebraska
(2/8/2011)

IAR

Nebraska
(2/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 6/23/2010

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Pfeil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Pfeil's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2002

Series 63

Date: 2/19/1997

SIE

Date: 10/1/2018

Series 7

Date: 2/4/1997

Series 51

Date: 6/23/2010

Series 24

Date: 2/10/2003

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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