Robert A. Garcia

CORVUS WEALTH ADVISORS LLC

Templeton, CA 93465

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CRD#: 2825274

Professional summary

Robert Alan Garcia, CFP®, who also goes by Rob Alan Garcia, is a registered financial advisor currently at CORVUS WEALTH ADVISORS LLC located in Templeton, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Estate Planning

Insurance Planning

Employee and Employer Plan Ben...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Rob Alan Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/11/2012 - REAL ESTATE RENTAL - Commercial office and a 4 UNIT COMMERCIAL OFFICE BUILDING. NO RENTERS ARE CLIENTS. - TEMPLETON, CA. Vacation rental, Avila Beach CA. 2. Robert Garcia is a Board Member with the Cuesta College Foundation and the Community Foundation of San Luis Obispo County. His responsibilities include serving as a member of the board to steer the foundations towards a sustainable future by adopting and monitoring sound, ethical and legal policies, as well as by making sure the foundation has adequate resources to advance its mission.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

December 15, 2020 - Present

CORVUS WEALTH ADVISORS LLC

Office #1: 615 S. Main Street Suite A, Templeton, CA 93465

RIA

CRD#: 311261

Templeton, CA

Past

March 7, 2012 - March 29, 2021

GARCIA WEALTH MANAGEMENT GROUP, INC.

RIA

CRD#: 158082

TEMPLETON, CA

Past

February 21, 2003 - June 12, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

TEMPLETON, CA

Past

February 21, 2003 - March 22, 2017

LPL FINANCIAL LLC

CRD#: 6413

TEMPLETON, CA

Past

March 22, 2000 - February 24, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN LUIS OBISPO, CA

Past

October 28, 1997 - February 24, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORVUS WEALTH ADVISORS LLC

CORVUS WEALTH ADVISORS LLC | CORVUS WEALTH ADVISORS, LLC

CRD#: 311261 / SEC#: 801-119912

RIA

Registered Investment Advisory firm - (12/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/15/2020)

IAR

Texas
(4/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/22/2003

General Securities Principal Examination

Current Firm

CORVUS WEALTH ADVISORS LLC

CORVUS WEALTH ADVISORS LLC | CORVUS WEALTH ADVISORS, LLC

CRD#: 311261 / SEC#: 801-119912

RIA

Registered Investment Advisory firm - (12/15/2020 Approved)

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Contact information

Main Address

615 S. Main Street Suite A, Templeton, CA 93465

Mailing Address

Phone number

(805) 434-2608

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORVUS WEALTH ADVISORS, LLC - FORM ADV PART 2A (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,320
AUM (Assets Under Management)	$ 870,591,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert A. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

GARCIA WEALTH MANAGEMENT GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CORVUS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/1998

Series 63

Date: 11/3/1997

SIE

Date: 3/22/2017

Series 7

Date: 10/27/1997

Series 24

Date: 8/22/2003

Current Firm

CORVUS WEALTH ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORVUS WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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