Rita Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rita Taylor, AIF®, who also goes by Rita M Beal, Rita Massey, Rita Taylor Rodriguez, Rita B Taylor, Rita Beal Taylor, Rita Taylor-rodriguez, was a registered financial professional .
Rita is a previously registered financial professional and started their career in finance in 1996. Rita had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2023 - June 25, 2025
NATIONWIDE INVESTMENT ADVISORS, LLC
June 7, 2023 - June 25, 2025
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 5, 2020 - May 12, 2023
STANCORP INVESTMENT ADVISERS, INC.
January 30, 2020 - May 12, 2023
STANCORP EQUITIES, INC.
January 5, 2009 - October 20, 2017
STANCORP INVESTMENT ADVISERS, INC.
November 8, 2007 - October 20, 2017
STANCORP EQUITIES, INC.
March 21, 2006 - October 26, 2007
ADP BROKER-DEALER, INC.
July 3, 2001 - March 16, 2006
METROPOLITAN LIFE INSURANCE COMPANY
July 3, 2001 - March 16, 2006
MSI FINANCIAL SERVICES, INC.
October 3, 1997 - January 2, 2001
PAN-AMERICAN FINANCIAL ADVISERS
December 19, 1996 - August 25, 1997
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
