Kenneth N. Osburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Noel Osburn, who also goes by Ken Noel Osburn Jr, Kenneth Noel Osburn Jr, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2017 - February 26, 2018
SANDLAPPER SECURITIES, LLC
October 17, 2012 - March 16, 2017
JBS LIBERTY SECURITIES, INC.
February 26, 2010 - August 27, 2010
MONEY CONCEPTS CAPITAL CORP
May 5, 2003 - March 4, 2008
QUEST CAPITAL STRATEGIES, INC.
January 31, 2000 - September 26, 2001
INTERFIRST CAPITAL CORPORATION
April 28, 1997 - January 28, 2000
DREYFUS BROKERAGE SERVICES, INC.
December 12, 1996 - February 19, 1997
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANDLAPPER SECURITIES, LLC
CRD#: 137906 / SEC#: , 8-67128
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
