Jared E. Fink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jared Evan Fink was a registered financial professional .
Jared is a previously registered financial professional and started their career in finance in 1996. Jared had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2005 - September 26, 2005
PRINCIPLED ADVISORS, INC.
August 23, 2004 - May 19, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 3, 2002 - August 23, 2004
OPPENHEIMER & CO. INC.
November 29, 1996 - July 9, 2002
GOLDEN HARRIS CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCIPLED ADVISORS, INC.
CRD#: 131345 / SEC#: 801-71185, 8-66451
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GIRELLINI, ANTHONY | CHAIRMAN, CEO, CFO, FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | 1968210 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
