Michael P. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Gallagher, who also goes by Michael Patrick Gallgaher, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 5 firms and has passed the Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2006 - December 14, 2007
KFM SECURITIES, INC.
June 24, 2005 - November 29, 2006
JAMIE E. FRIEDMAN, INC.
December 9, 2003 - June 24, 2005
LABRANCHE FINANCIAL SERVICES, LLC
May 16, 2003 - June 23, 2005
DENTE, JOSEPH DENNIS
October 1, 2000 - May 15, 2003
JDF SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 2/22/2000
NYSE Trading Assistant ExaminationCurrent Firm
KFM SECURITIES, INC.
CRD#: 142186 / SEC#: , 8-67437
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUCCHESI, JEFFREY | CEO/PRES/TREAS/CFO/CCO/COO/DIR | 1869941 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
