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Eric Picker

NYLIFE SECURITIES
SADDLE BROOK, NJ
·CRD# 2825058·29 years experience

Professional Summary

Eric Picker, who also goes by Eric Steven Picker, Eric Picker, is a registered financial advisor currently at NYLIFE SECURITIES LLC located in Saddle Brook, New Jersey. Eric is registered as a RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 52 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Steven Picker, Eric Picker

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

NYLIFE SECURITIES LLC·CRD# 5167
BD
250 Pehle Avenue 9th Floor Plaza 2 - Suite 900, Saddle Brook, NJ 07663
October 5, 2026 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Newtown, PA
April 7, 2025 - June 11, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Newtown, PA
April 7, 2025 - June 11, 2025
LPL ENTERPRISE, LLC·CRD# 8733
RIA
Warrington, PA
November 14, 2024 - April 14, 2025
LPL ENTERPRISE, LLC·CRD# 8733
BD
Warrington, PA
November 14, 2024 - April 14, 2025
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Warrington, PA
May 31, 2023 - November 14, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Warrington, PA
May 31, 2023 - November 14, 2024
NEW CENTURY FINANCIAL GROUP, LLC·CRD# 104553
RIA
Princeton, NJ
August 22, 2022 - April 6, 2023
OSAIC WEALTH, INC.·CRD# 23131
RIA
Princeton, NJ
August 16, 2022 - August 16, 2022
OSAIC WEALTH, INC.·CRD# 23131
BD
Princeton, NJ
August 16, 2022 - March 29, 2023
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Warrington, PA
August 17, 2017 - August 18, 2022
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Warrington, PA
August 1, 2017 - August 18, 2022
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Doylestown, PA
May 18, 2016 - May 2, 2017
OPPENHEIMER & CO. INC.·CRD# 249
BD
Doylestown, PA
May 5, 2016 - May 2, 2017
CENTENNIAL SECURITIES COMPANY, INC.·CRD# 7763
BD
Chicago, IL
January 4, 2016 - April 28, 2016
BERGHOFF & COMPANY, INC.·CRD# 6441
BD
Chicago, IL
July 21, 2014 - December 31, 2015
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
June 1, 2012 - July 15, 2014
CHAPDELAINE TULLETT PREBON, LLC·CRD# 7017
BD
New York, NY
January 28, 1997 - June 1, 2012

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Current Firm

NS
NYLIFE SECURITIES LLC

NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

51 Madison Ave. Room 713, New York, NY 10010

Mailing Address

51 Madison Avenue Room 713, New York, NY 10010

Phone Number

(212) 576-7000

Established

Delaware since 01/01/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NYLIFE LLC.SHAREHOLDER—
BAGTAS, ANGELA CHENELECTED MANAGER8172856
BOCCIO, JOHN MICHAELCHIEF EXECUTIVE OFFICER AND PRESIDENT4600977
DUARTE, DEBORAH LYNNELECTED MANAGER6090278
ENGELBRECHTSEN, TOM DAHLCORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER2908809
FEINBERG, AMARYA NMNELECTED MANAGER8162482
HUANG, DYLAN WEIELECTED MANAGER AND CHAIRMAN6233208
LOFTUS, PATRICIA ELIZABETHCORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2156131
SCHWARTZ, RACHEL SABRINAVICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL8170474
TILLOTSON, SANDRA GELECTED MANAGER7617600
VIRENDRA, SONALI NMNELECTED MANAGER2404467
ZAMAN, NABEEDVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER6410914

Disclosures

Regulatory Event

13

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 04/2025

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(10/5/2026)
RR
Pennsylvania
(10/5/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2014About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Apr 2025About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jan 1997About the Series 52 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Picker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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