Timothy M. Kiesling
Professional summary
Timothy M Kiesling, who also goes by Thymn Kiesling, Thymn Maynard Kiesling, Timothy Maynard Kiesling, Timothy Kiesling, is a registered financial professional currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Appleton, Wisconsin.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1997. Timothy has worked at 9 firms and has passed the Series 63, SIE, Series 6TO, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy M Kiesling's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4321 N Ballard Rd, Appleton, WI 54919-0001April 21, 2022 - July 28, 2023
JOHNSON WEALTH INC.
December 18, 2019 - January 16, 2020
PARADY WEALTH MANAGEMENT
October 24, 2018 - August 12, 2019
SSN ADVISORY, INC.
October 24, 2018 - August 12, 2019
SECURITIES SERVICE NETWORK, LLC
October 21, 2016 - October 29, 2018
WOODBURY FINANCIAL SERVICES, INC.
February 11, 2016 - October 29, 2018
WOODBURY FINANCIAL SERVICES, INC.
February 25, 2002 - February 5, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 8, 1998 - May 8, 2000
BANC ONE SECURITIES CORPORATION
December 12, 1997 - September 2, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 18, 1997 - October 1, 1997
ROBERT W. BAIRD & CO. INCORPORATED
April 18, 1997 - October 1, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 9/30/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Appleton, WI 54919-0001TRUST BUT VERIFY
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