Joseph B. Boyle

HAND SECURITIES,

Houston, TX 77024

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CRD#: 2825053

Professional summary

Joseph Bernard Boyle is a registered financial professional currently at HAND SECURITIES, INC located in Houston, Texas.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Bernard Boyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2012 - Present

HAND SECURITIES, INC

Office #1: 820 Gessner Ste 1250, Houston, TX 77024

CRD#: 45198

Houston, TX

Past

July 13, 2007 - December 31, 2011

THE INVESTMENT CENTER, INC.

CRD#: 17839

HUNTINGTON VALLEY, PA

Past

June 24, 2004 - October 2, 2007

WHARTON EQUITY CORPORATION

CRD#: 10170

HUNTINGDON VALLEY, PA

Past

October 2, 2003 - June 7, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 29, 2002 - September 4, 2003

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

CLEVELAND, OH

Past

January 23, 1997 - June 7, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(1/24/2012)

Pennsylvania
(3/14/2012)

West Virginia
(1/24/2012)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HAND SECURITIES, INC

AMERICAN INDUSTRIES RETIREMENT SECURITIES CORPORATION | RETIREMENT SECURITIES, INC. | HAND SECURITIES, INC

CRD#: 45198 / SEC#: , 8-51001

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

820 Gessner Ste 1250, Houston, TX 77024

Mailing Address

820 Gessner Ste 1250, Houston, TX 77024

Phone number

(713) 460-1000

Established

Texas since 02/02/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HAND BENEFITS AND TRUST CO	OWNER
HAND, STEPHEN SAWYER	CHIEF COMPLIANCE OFFICER	1950983
HAND, STEPHEN SAWYER	PRESIDENT	1950983
HAND, STEPHEN SAWYER	FINOP	1950983
ZIMMERMAN, GREGG KEITHLEY	VICE PRESIDENT	4840878

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph B. Boyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Bernard Boyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE INVESTMENT CENTER, INC.

WHARTON EQUITY CORPORATION

MML INVESTORS SERVICES, LLC

CBIZ FINANCIAL SOLUTIONS, INC.

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2005

Series 63

Date: 2/7/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1997

FINRA

Current Firm

HAND SECURITIES, INC

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAND SECURITIES, INC

TRUST BUT VERIFY

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