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Joseph Bernard Boyle

HAND SECURITIES
HOUSTON, TX
·CRD# 2825053·29 years experience

Professional Summary

Joseph Bernard Boyle is a registered financial advisor currently at HAND SECURITIES, INC located in Houston, Texas. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

HAND SECURITIES, INC·CRD# 45198
BD
820 Gessner Ste 1250, Houston, TX 77024
January 24, 2012 - Present
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Huntington Valley, PA
July 13, 2007 - December 31, 2011
WHARTON EQUITY CORPORATION·CRD# 10170
BD
Huntingdon Valley, PA
June 24, 2004 - October 2, 2007
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
October 2, 2003 - June 7, 2004
CBIZ FINANCIAL SOLUTIONS, INC.·CRD# 16678
BD
Cleveland, OH
May 29, 2002 - September 4, 2003
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
January 23, 1997 - June 7, 2002

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Current Firm

HS
HAND SECURITIES, INC

AMERICAN INDUSTRIES RETIREMENT SECURITIES CORPORATION | RETIREMENT SECURITIES, INC. | HAND SECURITIES, INC

CRD#: 45198 / SEC#: 8-51001
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

820 Gessner Ste 1250, Houston, TX 77024

Mailing Address

820 Gessner Ste 1250, Houston, TX 77024

Phone Number

(713) 460-1000

Established

Texas since 02/02/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAND BENEFITS AND TRUST COOWNER—
ZIMMERMAN, GREGG KEITHLEYCHIEF COMPLIANCE OFFICER4840878
ZIMMERMAN, GREGG KEITHLEYFINOP4840878
ZIMMERMAN, GREGG KEITHLEYPRESIDENT4840878

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(1/24/2012)
RR
Pennsylvania
(3/14/2012)
RR
West Virginia
(1/24/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1997About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Bernard Boyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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