Quentin L. Robb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quentin Leroy Robb was a registered financial advisor .
Quentin is a previously registered financial advisor and started their career in finance in 1998. Quentin had worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2015 - September 16, 2015
PARSONEX ADVISORY SERVICES, INC.
June 15, 2015 - September 16, 2015
PARSONEX SECURITIES, INC.
January 23, 2015 - June 3, 2015
GIRARD SECURITIES, INC.
November 14, 2014 - January 26, 2015
UNITED CAPITAL FINANCIAL ADVISORS
November 14, 2014 - June 3, 2015
GIRARD SECURITIES, INC.
March 6, 2014 - November 24, 2014
WADDELL & REED
March 4, 2014 - November 24, 2014
WADDELL & REED
October 1, 2012 - January 16, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 16, 2014
J.P. MORGAN SECURITIES LLC
October 6, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 6, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 1, 2009 - October 12, 2011
MORGAN STANLEY
June 1, 2009 - October 12, 2011
MORGAN STANLEY
July 7, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 7, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 10, 2000 - July 7, 2005
MORGAN STANLEY DW INC.
June 5, 2000 - July 7, 2005
MORGAN STANLEY DW INC.
February 12, 1998 - May 30, 2000
ZIONS DIRECT, INC.
Primary Firm SEC Registration
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/6/2024
General Securities Representative ExaminationCurrent Firm
PARSONEX ADVISORY SERVICES, INC.
CRD#: 160275 / SEC#: 801-74543
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 174,840,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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