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Michael Joel Keizman

CRD# 2824901·Registered 1997 - 1998
Barred: Michael Joel Keizman was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Joel Keizman was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1997 - 1998. Michael had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

FIRST COLONIAL SECURITIES·CRD# 25121
BD
Boca Raton, FL
July 22, 1998 - November 4, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
April 23, 1997 - September 14, 1998

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Current Firm

FC
FIRST COLONIAL SECURITIES

FIRST COLONIAL SECURITIES | VFINANCE INVESTMENTS | FIRST COLONIAL SECURITIES GROUP, INC.

CRD#: 25121 / SEC#: 8-41587
BD
Terminated by SEC on 03/11/2002

Contact Information

Established

New Jersey since 07/10/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COLONIAL DIRECT FINANCIAL GROUP, INC.HOLDING CORPORATION—
AXELROD, IRWINSENIOR AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL9180
CAMPANELLA, RICHARD ANTHONYCOO AND BOCA RATON BRANCH MANAGER—
GALTERIO, RICHARD LOUISBRANCH MANAGER-NEW YORK1466226
MARTIN, JEFFREY STEVENMUNICIPAL PRINCIPAL321321
MIRMAN, ALVIN SAULDIRECTOR OF RESEARCH—
MIRMAN, ALVIN SAULFINANCIAL AND OPERATIONS PRINCIPAL—
MOSS, MICHAEL EARLDIRECTOR601445
SIEGEL, MARC NEILPRESIDENT & CEO1449845

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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