Clayton A. Kottom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clayton Arthur Kottom was a registered financial professional .
Clayton is a previously registered financial professional and started their career in finance in 1997. Clayton had worked at 6 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2011 - August 2, 2021
VOYA FINANCIAL PARTNERS, LLC
January 13, 2011 - August 2, 2021
VOYA FINANCIAL ADVISORS, INC.
November 20, 2006 - June 27, 2018
DIRECTED SERVICES LLC
November 20, 2006 - December 31, 2020
SLD AMERICA EQUITIES, INC.
September 25, 1997 - October 31, 2005
IDS LIFE INSURANCE COMPANY
September 25, 1997 - October 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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