Charles M. Coolahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Michael Coolahan, AIF®, CIMA®, who also goes by Charles Coolahan, Mike Collahan, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1996. Charles had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 16, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2013 - December 31, 2022
CLEARBRIDGE INVESTMENTS, LLC
August 17, 2010 - April 1, 2013
GLOBAL CURRENTS INVESTMENT MANAGEMENT, LLC
May 7, 2009 - December 31, 2022
FRANKLIN DISTRIBUTORS, LLC
September 25, 2006 - March 14, 2007
UBS FINANCIAL SERVICES INC.
April 27, 2006 - October 5, 2006
CITIGROUP GLOBAL MARKETS INC.
August 27, 1997 - October 5, 2006
CITIGROUP GLOBAL MARKETS INC.
November 26, 1996 - July 15, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 26, 1996 - July 15, 1997
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
CLEARBRIDGE INVESTMENTS, LLC
CRD#: 137028 / SEC#: 801-64710
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARBRIDGE INVESTMENTS, LLC
CRD#: 137028 / SEC#: 801-64710
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 122,375 |
| AUM (Assets Under Management) | $ 180,788,611,945 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 11/20/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
