Jonathan D. Wolff
Professional summary
Jonathan Douglas Wolff, who also goes by Wolff Douglas Jonathan Douglas, Jon Wolff, Jonathan D Wolff, is a registered financial professional currently at WATERMILL INSTITUTIONAL TRADING LLC located in Jersey City, New Jersey.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Douglas Wolff's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2017 - Present
WATERMILL INSTITUTIONAL TRADING LLC
Office #1: 111 Town Square Place Suite 1520, Jersey City, NJ 07310November 7, 2014 - April 26, 2017
JEFFERIES LLC
January 29, 2013 - December 2, 2014
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
July 18, 2011 - July 17, 2012
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
September 9, 2005 - July 13, 2011
CREDIT SUISSE SECURITIES (USA) LLC
July 1, 2003 - August 26, 2005
WELLS FARGO SECURITIES, LLC
September 25, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 5, 1998 - September 6, 2000
COMMERZ MARKETS LLC
February 24, 1997 - December 19, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2017)
(5/1/2017)
(5/1/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
WATERMILL INSTITUTIONAL TRADING LLC
CRD#: 150892 / SEC#: , 8-68311
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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