Thomas J. Nowak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Nowak was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2016 - November 5, 2019
1991 FINANCIAL
October 31, 2014 - January 28, 2016
VANGUARD ADVISERS, INC.
June 5, 2000 - April 21, 2005
VANGUARD ADVISERS, INC.
May 1, 2000 - January 28, 2016
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
1991 FINANCIAL
CRD#: 285253 / SEC#:
Contact information
Red Flags
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