Michael Thomas Cerminaro Jr
Professional Summary
Michael Thomas Cerminaro JR, who also goes by Michael Thomas Cerminaro, Mike Cerminaro Jr, is a registered financial advisor currently at NOTTINGHAM WEALTH PARTNERS, INC. located in Dewitt, New York and LPL FINANCIAL LLC located in Syracuse, New York. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Thomas Cerminaro, Mike Cerminaro Jr
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Current Firm
COMMUNITY BANK, N.A. | ONEGROUP WEALTH PARTNERS, INC. | ONEGROUP WEALTH INVESTMENT SERVICES, INC | NOTTINGHAM WEALTH PARTNERS, INC. | NOTTINGHAM FINANCIAL GROUP | EMPIRE STATE ASSET MANAGEMENT
Contact Information
Main Address
333 Butternut Dr., Syracuse, NY 13214Phone Number
(561) 472-2312# of Employees
7SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
299AUM (Assets Under Management)
$80,455,295Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
COMMUNITY BANK, N.A. | ONEGROUP WEALTH PARTNERS, INC. | ONEGROUP WEALTH INVESTMENT SERVICES, INC | NOTTINGHAM WEALTH PARTNERS, INC. | NOTTINGHAM FINANCIAL GROUP | EMPIRE STATE ASSET MANAGEMENT
State Registrations and Notice Filings
(9/7/2023)
(9/7/2023)
(9/7/2023)
(9/19/2023)
(9/7/2023)
(8/19/2025)
(9/19/2023)
(9/7/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2004About the Series 9 examSRO Registrations
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Cerminaro JR's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC