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MC

Michael T. Cerminaro

NOTTINGHAM WEALTH PARTNERS
Dewitt, NY 13214
Some features on this profile are disabled
CRD#: 2824371
MC

Professional summary

Michael Thomas Cerminaro JR, who also goes by Michael Thomas Cerminaro, Mike Cerminaro Jr, is a registered financial advisor currently at NOTTINGHAM WEALTH PARTNERS, INC. located in Dewitt, New York and LPL FINANCIAL LLC located in Syracuse, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Thomas Cerminaro | Mike Cerminaro Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Cerminaro JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2025 - Present

NOTTINGHAM WEALTH PARTNERS, INC.

Office #1: 5790 Widewaters Parkway, Dewitt, NY 13214
RIA
CRD#: 306971
Dewitt, NY
Current

September 7, 2023 - Present

LPL FINANCIAL LLC

Office #1: 333 Butternut Dr, Syracuse, NY 13214
RIA
BD
CRD#: 6413
SYRACUSE, NY
Past

January 18, 2024 - December 11, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

September 1, 2006 - September 15, 2022

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

September 1, 2006 - September 15, 2022

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

July 8, 2004 - May 24, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
NEW YORK, NY
Past

July 6, 2004 - May 24, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
NEW YORK, NY
Past

August 7, 2000 - July 6, 2004

STRONG CAPITAL MANAGEMENT INC

RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past

June 14, 2000 - July 6, 2004

STRONG INVESTMENTS, INC.

BD
CRD#: 15658
MENOMONEE FALLS, WI
Past

December 20, 1996 - July 28, 2000

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOTTINGHAM WEALTH PARTNERS, INC.
COMMUNITY BANK, N.A. | ONEGROUP WEALTH PARTNERS, INC. | ONEGROUP WEALTH INVESTMENT SERVICES, INC | NOTTINGHAM WEALTH PARTNERS, INC. | NOTTINGHAM FINANCIAL GROUP | EMPIRE STATE ASSET MANAGEMENT

CRD#: 306971 / SEC#: 801-120561

RIA
Registered Investment Advisory firm - (3/22/2021 Approved)
Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)
New York
Registered Investment Advisory firm - (3/31/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/7/2023)
RR
Florida
(9/7/2023)
RR
Massachusetts
(9/7/2023)
RR
New Hampshire
(9/19/2023)
RR
New York
(9/7/2023)
IAR
New York
(8/19/2025)
RR
Pennsylvania
(9/19/2023)
RR
Vermont
(9/7/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2000
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/21/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/16/2005
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/17/2004
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/13/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NW
NOTTINGHAM WEALTH PARTNERS, INC.
COMMUNITY BANK, N.A. | ONEGROUP WEALTH PARTNERS, INC. | ONEGROUP WEALTH INVESTMENT SERVICES, INC | NOTTINGHAM WEALTH PARTNERS, INC. | NOTTINGHAM FINANCIAL GROUP | EMPIRE STATE ASSET MANAGEMENT

CRD#: 306971 / SEC#: 801-120561

RIA
Registered Investment Advisory firm - (3/22/2021 Approved)
Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)
New York
Registered Investment Advisory firm - (3/31/2021 Terminated)
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Contact information

Main Address
5790 Widewaters Parkway, Syracuse, NY 13214
Mailing Address
Phone number
(561) 472-2312
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OGWP WRAP BROCHURE (3/25/2025)
ONEGROUP WEALTH PARTNERS INC - ADV 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts273
AUM (Assets Under Management)$ 65,615,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOTTINGHAM WEALTH PARTNERS, INC.

CRD#: 306971Dewitt, NY 13214

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