Boon C. Lee

PURELIGHT INVESTMENT ADVISORS LLC

Chicago, IL 60614

Some features on this profile are disabled

CRD#: 2824349

Professional summary

Boon C Lee is a registered financial advisor currently at PURELIGHT INVESTMENT ADVISORS LLC located in Chicago, Illinois.

Boon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Boon has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Boon C Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2016 - Present

PURELIGHT INVESTMENT ADVISORS LLC

Office #1: 2700 N Hampden Ct., Suite 22b, Chicago, IL 60614

RIA

CRD#: 282901

Chicago, IL

Past

April 29, 2013 - May 19, 2016

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

March 29, 2013 - May 19, 2016

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2013

General Securities Representative Examination

Current Firm

PURELIGHT INVESTMENT ADVISORS LLC

CRD#: 282901 / SEC#:

Illinois

Registered Investment Advisory firm - (5/19/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2700 N Hampden Ct., Suite 22b, Chicago, IL 60614

Mailing Address

Phone number

(203) 984-5834

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Boon C. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Boon C Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURELIGHT INVESTMENT ADVISORS LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2013

SIE

Date: 5/19/2016

Series 7

Date: 3/28/2013

Current Firm

PURELIGHT INVESTMENT ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

PURELIGHT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors