James G. Beall

BEALL FINANCIAL PLANNING

MACON, GA 31210

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CRD#: 2823957

Professional summary

James Gentry Beall, who also goes by James Beall, Jim Beall, is a registered financial advisor currently at BEALL FINANCIAL PLANNING, INC. located in Macon, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Beall | Jim Beall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gentry Beall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2015 - Present

BEALL FINANCIAL PLANNING, INC.

Office #1: 596 Byars Dr., Macon, GA 31210

RIA

CRD#: 125697

MACON, GA

Past

April 16, 2003 - December 31, 2023

BEALL FINANCIAL PLANNING, INC.

RIA

CRD#: 125697

MACON, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/22/2015)

IAR

Georgia
(2/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/1996

Uniform Investment Adviser Law Examination

Current Firm

BEALL FINANCIAL PLANNING, INC.

CRD#: 125697 / SEC#:

Alabama

Registered Investment Advisory firm - (3/28/2017 Terminated)

Florida

Registered Investment Advisory firm - (7/22/2015 Approved)

Georgia

Registered Investment Advisory firm - (1/12/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

596 Byars Dr., Macon, GA 31210

Mailing Address

P.o. Box 53501, Macon, GA 31208

Phone number

(478) 743-9023

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	214
AUM (Assets Under Management)	$ 20,497,712

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James G. Beall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gentry Beall's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEALL FINANCIAL PLANNING, INC.

BEALL FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/1996

Current Firm

BEALL FINANCIAL PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEALL FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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