Kellie A. Mills
Professional summary
Kellie Ann Mills, who also goes by Kellie Ann Macdonald, is a registered financial professional currently at BOLTON GLOBAL CAPITAL located in Mentor, Ohio.
Kellie is registered as a RR (Registered Representative) and started their career in finance in 1998. Kellie has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kellie Ann Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2003 - Present
BOLTON GLOBAL CAPITAL
May 28, 1998 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2005)
(9/4/2003)
(10/8/2024)
(7/1/2024)
(9/4/2003)
(6/16/2008)
(11/14/2003)
(2/14/2011)
(5/3/2024)
Exams
FINRA
Current Firm
BOLTON GLOBAL CAPITAL
CRD#: 15650 / SEC#: , 8-33222
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRENIER, RAYMOND GERARD | CHAIRMAN OF THE BOARD | 1404159 |
| BEALS, MATTHEW GEORGE | PRESIDENT AND CHIEF OPERATING OFFICER | 5157251 |
| CATALDO, JOHN GENNARO | CHIEF ADMINISTRATIVE AND LEGAL OFFICER | 5707721 |
| MAHLE, DAPHNE JANE | CHIEF COMPLIANCE OFFICER | 4367277 |
| PRESKENIS, STEVEN CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 4410822 |
| TARPEY, STEVEN R | CHIEF FINANCIAL OFFICER | 6640625 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
| Bond | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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