Howard F. Duson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Farley Duson JR., who also goes by Farley Duson, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 2003. Howard had worked at 1 firm and has passed the Series 66, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2003 - June 25, 2003
VARIABLE ASSET STRATEGIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VARIABLE ASSET STRATEGIES, INC.
CRD#: 37027 / SEC#: , 8-47561
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALTIS CAPITAL GROUP, INC. | SOLE SHAREHOLDER | |
| DIHLE, GORDON DOUGLAS | PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, OPERATIONS AND FINANCIAL PRINCIPAL | 1851834 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
