KL
Kenneth A. Levin
J. W. COLE ADVISORS
FT. MYERS, FL 33907
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CRD#: 2823854
KL
Professional summary
Kenneth Alan Levin, who also goes by Ken Levin, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Ft. Myers, Florida and J.W. COLE FINANCIAL, INC. located in Ft. Myers, Florida.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kenneth has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Levin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) A) KEN LEVIN B) FIXED INSURANCE C) INSURANCE BROKER OR AGENT - INVESTMENT RELATED D) 40 HOURS PER MONTH. (2) A) PROPERTY RENTAL B) NOT INVESTMENT RELATED C) NO CLIENTS INVOLVED D) OWN 2 RENTAL PROPERTIES (3) a) K Levin Financial LLC b) non-investment related c) 12525 New Brittany Blvd Fort Myers, FL 33907 d) LLC for Tax Purposes e) Managing Member f) 01/01/2016 g) 0 hours per month (4) a) POA for Family Member b) Investment Related c) POA d) 01/01/2016 (5) a) Independent Investment Advisors, LLC b) DBA c) Investment related d) 12525 New Brittany Blvd., Fort Myers, FL 33907 e)Start date: 3/1/2022 f)Owner and Financial Advisor;
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Alan Levin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2010 - Present
J. W. COLE ADVISORS, INC.
Office #1: 12525 New Brittany Blvd Bldg 30, Ft. Myers, FL 33907RIA
CRD#: 112294
FT. MYERS, FL
Current
September 1, 2010 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 12525 New Brittany Blvd. Bldg. #30, Ft. Myers, FL 33907BD
CRD#: 124583
Ft. Myers, FL
Past
March 6, 2008 - December 31, 2010
SCHLAGER SCHLAGER & LEVIN
RIA
CRD#: 144104
FORT MYERS, FL
Past
August 14, 2006 - June 9, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
BONITA SPRINGS, FL
Past
August 11, 2006 - September 29, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FORT MYERS, FL
Past
April 20, 2001 - October 11, 2006
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
FORT MYERS, FL
Past
August 9, 2000 - September 7, 2006
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
FT. MYERS, FL
Past
February 5, 1999 - July 28, 2000
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
December 12, 1996 - February 12, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/20/2021)
RR
Arizona(1/2/2020)
RR
California(4/23/2024)
RR
Colorado(1/13/2025)
RR
Connecticut(5/22/2014)
RR
Florida(9/1/2010)
IAR
Florida(9/22/2010)
RR
Georgia(9/15/2022)
RR
Illinois(9/15/2022)
RR
Indiana(5/23/2024)
RR
Maryland(4/23/2024)
RR
Massachusetts(9/1/2010)
RR
Michigan(9/1/2010)
RR
Minnesota(9/1/2010)
RR
Missouri(2/18/2025)
RR
New Jersey(5/16/2019)
RR
New York(9/1/2010)
RR
North Carolina(5/23/2024)
RR
Ohio(9/1/2010)
RR
Oregon(4/29/2024)
RR
Pennsylvania(9/1/2010)
RR
South Carolina(5/23/2024)
RR
Texas(6/6/2025)
RR
Wisconsin(8/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Ft. Myers, FL 33907TRUST BUT VERIFY
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