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Stefano Anthony Mannino

CRD# 2823850·Registered 1997 - 2005
Previously Registered: Being a previously registered professional could mean that Stefano is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stefano Anthony Mannino, who also goes by Stefano A Mannino, was a registered financial advisor. Stefano was a previously registered financial professional and started their career in finance 1997 - 2005. Stefano had worked at 10 firms and has passed the Series 63, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stefano A Mannino

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

Past

GUNNALLEN FINANCIAL, INCPast·CRD# 17609
BD
Tampa, FL
November 20, 2002 - January 19, 2005
FIRST MONTAUK SECURITIES CORP.Past·CRD# 13755
BD
Red Bank, NJ
June 7, 2002 - December 11, 2002
LAWRENCE HELFANT LLCPast·CRD# 32829
BD
New York, NY
January 8, 2001 - October 29, 2001
SALOMON GREY FINANCIAL CORPORATIONPast·CRD# 43413
BD
Dallas, TX
July 30, 1999 - March 28, 2000
LCP CAPITAL CORP.Past·CRD# 14469
BD
Staten Island, NY
September 15, 1998 - July 13, 1999
STARR SECURITIES, INC.Past·CRD# 13336
BD
New York, NY
June 30, 1998 - October 2, 1998
FIRST COLONIAL SECURITIESPast·CRD# 25121
BD
Boca Raton, FL
July 18, 1997 - July 24, 1998
WEATHERLY SECURITIES CORPORATIONPast·CRD# 11081
BD
New York, NY
June 23, 1997 - July 16, 1997
ALEX MOORE & COMPANY, INC.Past·CRD# 28062
BD
Melville, NY
May 19, 1997 - June 4, 1997
FIRST CAMBRIDGE SECURITIES CORPORATIONPast·CRD# 21846
BD
New York, NY
April 2, 1997 - May 22, 1997

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Current Firm

GF
GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC | NAPEX FINANCIAL CORPORATION | NAPEX FINANCIAL CORP. | GUNNALLEN WEALTH MANAGEMENT

CRD#: 17609 / SEC#: 8-35508
BD
Terminated by SEC on 06/11/2010

Contact Information

Established

Florida since 01/15/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GUNNALLEN HOLDINGS, INC.SHAREHOLDER—
DANIELS, KEVIN CHRISTIANEVP OF TRADING, CHIEF COMPLIANCE OFFICER2041956
KRAUS, FREDERICK OSCAR JRPRESIDENT, CFO, FINOP1393886

Disclosures

Regulatory Event

17

Arbitration

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 25 — NYSE Trading Assistant Examination

Passed May 2001

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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