Kenneth E. Masick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Edward Masick was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 3 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2002 - February 15, 2012
WOLF CAPITAL LLC
November 3, 1998 - May 30, 2014
WOLF FINANCIAL MANAGEMENT, LLC
March 12, 1998 - June 3, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 24, 1996 - December 31, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WOLF CAPITAL LLC
CRD#: 114384 / SEC#: , 8-53424
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
