Gerald A. Battista
Professional summary
Gerald Anthony Battista is a registered financial professional currently at BLUEFIN RESEARCH PARTNERS, INC. located in Boston, Massachusetts.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 1996. Gerald has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald Anthony Battista's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2002 - Present
BLUEFIN RESEARCH PARTNERS, INC.
Office #1: 133 Federal St Suite 301, Boston, MA 02110Office #2: 133 Federal St Suite 301, Boston, MA 02110November 23, 2001 - June 4, 2002
AVIAN SECURITIES, LLC
December 6, 1996 - November 27, 2001
DETWILER FENTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2009)
(6/19/2002)
(6/5/2002)
(1/7/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/28/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
BLUEFIN RESEARCH PARTNERS, INC.
CRD#: 119582 / SEC#: , 8-65196
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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Company Information
BLUEFIN RESEARCH PARTNERS, INC.
CRD#: 119582Boston, MA 02110TRUST BUT VERIFY
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