Loren R. Johnson
Professional summary
Loren Reuel Johnson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Loren is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Loren had worked at 6 firms, which includes WELLS FARGO INVESTMENTS LLC, WELLS FARGO BROKERAGE SERVICES L.L.C., VOYA FINANCIAL ADVISORS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2000 - July 26, 2002
WELLS FARGO INVESTMENTS, LLC
September 26, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
November 13, 1998 - December 31, 1999
VOYA FINANCIAL ADVISORS, INC.
January 27, 1998 - October 28, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1997 - March 10, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 1, 1997 - March 10, 1998
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INVESTMENTS, LLC
CRD#: 10582 / SEC#: , 8-38588
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | |
| AMADOR, LISA ANNE | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | 1336656 |
| BENSUSSEN, VICTOR LAWRENCE | DIRECTOR/TREASURER & CFO | 1523151 |
| CAMERANESI, KENNETH STEVEN | DIRECTOR | 1292159 |
| DAGGS, CHARLES WILLARD III | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | 59782 |
| GRANGER, CLIFF GEVAN | AML COMPLIANCE OFFICER | 4787929 |
| PERKEL, RACHEL KENYON | DIRECTOR | 2445943 |
| WELKER, JAY SCOTT | CHAIRMAN & DIRECTOR | 2869678 |
| YERSIN, LINCOLN BLAINE | DIRECTOR | 1715424 |
Disclosures
| Regulatory Event | 53 |
| Arbitration | 33 |
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